Jake is a senior solicitor in the Financial Services Regulatory team, having originally joined the firm as a trainee in 2021. He has broad experience acting for a range of clients in the financial sector, including retail banks, insurance institutions and investment houses – advising on numerous aspects of financial services regulatory matters.
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Policy Statement PS25/4: Investment research payment optionality for fund managers
28/05/2025
The Financial Conduct Authority (“FCA”) has confirmed final rules that allow fund managers to pay for investment research and execution services together under a joint payment option.
FCA’s Sustainability Disclosure Requirements (SDR) – An update
30/04/2025
The FCA has announced a phased implementation timeline for the new rules.
FCA updates its perimeter report
19/12/2024
On 9 December 2024, the FCA updated their webpage on its perimeter report (“Report”).
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