Financial Services Regulatory Winter Series – Session Recordings
Our Financial Services Regulatory team’s Winter Series was aimed at next generation in-house lawyers, compliance and financial services professionals, helping them get to grips with some of the key concepts of the UK’s financial services regulatory regime.
Whether you work in FS, want to work in FS, or just want to know more, you can watch each of the four 30 minute sessions here.
Please note - The information included in these webinars do not constitute legal advice, for specific queries please get in touch with your usual Burness Paull contact.
Session 1: An Introduction to SMCR
Session 2: Key Themes from the FCA Business Plan
Session 3: Carrying out regulated activities without being authorised
Session 4: The Future of ESG
Our FS Reg team advises on a broad range of matters from authorisations, funding, and technology to enforcement and regularly work on complex areas requiring detailed analysis of legal and regulatory matters. We’d love to support you with anything you and your teams are working on and are always around for a chat if you’d like to get more information on a particular aspect of the regulatory system. Please do get in touch if there’s anything we can do to help.
Caroline Stevenson
Head of Financial Services Regulatory
Financial Services Regulatory
Caroline is head of our Financial Services Regulatory team, with dual qualification and relevant experience in retail banking.
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