Financial Services Regulatory Summer Series – Session Recordings

Our Financial Services Regulatory team’s Summer Series was aimed at next generation in-house lawyers, compliance and financial services professionals, helping them get to grips with some of the key concepts of the UK’s financial services regulatory regime.

Whether you work in FS, want to work in FS, or just want to know more, you can watch each of the four 30 minute sessions here.

Session 1 – How to navigate the UK’s Financial Services Regulatory Scheme
Session 2 – Top tips for marketing financial promotions
Session 3 – Watch your step! 4 traps to avoid with FS Regulation
Session 4 – Fintech – What’s on the horizon?

Our FS Reg team advises on a broad range of matters from authorisations, funding, and technology to enforcement and regularly work on complex areas requiring detailed analysis of legal and regulatory matters. We’d love to support you with anything you and your teams are working on and are always around for a chat if you’d like to get more information on a particular aspect of the regulatory system. Please do get in touch if there’s anything we can do to help.

Caroline Stevenson Web Update2025 2

Caroline Stevenson

Head of Financial Services Regulatory

Financial Services Regulatory


Caroline is head of our Financial Services Regulatory team, with dual qualification and relevant experience in retail banking.

Get in touch

Related News, Insights & Events

Error.

No results.

DNU

Consumer Duty for co-manufacturers: clarity now, consultation to follow

11/12/2025

The FCA has clarified how the Consumer Duty applies to co-manufacturers. It also highlights that the definition of a co-manufacturer remains unresolved, with guidance expected in a 2026 consultation.

Read more
Consumer Access

Expanding consumer access to investments: The FCA’s vision for retail market reform

11/12/2025

The FCA’s latest discussion paper invites the industry to help shape the future of retail investment regulation.

Read more
Client Cat

Client categorisation: a reset, not a relaxation

11/12/2025

The FCA’s proposals to overhaul the elective professional client regime represent one of the most significant changes to UK conduct regulation since Brexit.

Read more

Want to hear more from us?

Subscribe here Subscribe here